Surviving the eye of Hurricane Andrew was the adventure I needed in 1992. I jumped out of the plane after my 68-year-old dad, skydiving near DC. The CIA may have rejected me, but at least my Golden Retriever is obsessed with me. I collect hand sculptures.
Member
At LPL, I have full support along with my independence. This means that LPL workflows handle due diligence on new account applications. One due diligence question I have to ask is whether someone is a politically exposed person. PEPs have a heightened risk of potential involvement in bribery, corruption, money laundering, and illicit activities due to their position and influence. Nia was transferring her account from Wells Fargo so she wouldn't have to sell her positions and pay taxes on her gains. When we got to the PEP question, she mentioned, "Well, my dad's a king in Nigeria. So, I guess that makes me a princess." I checked the box yes, and entered her Princess title. A few minutes later, her account was opened, and her assets were moving over, no tax bill in sight. I'm a good referral for your client whose mother is a member of the Georgia House of Representatives. He wants to be able to retire one day. Ask him if he has political aspirations of his own.
InfoMinute
Financial Services | Investment
Financial Advisor
Filing Cabinet
404-895-0937
12705 Century Drive
Suite A
Alpharetta, GA 30009
You'll notice the sunglasses hanging around his neck when my best client steps out of his 2-year-old F-250. He's a partner of his engineering firm, and his status symbols include John Deere, linear feet of fencing, and vacation days spent with his family.
Company
Benito Canales
Matt Valente
Sponsorship
Development
One client who has been a client for going on five years:
Referral Trigger Response
